SEC Form 4 · accession 0001214659-16-011724
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert J Stetson
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | May 19, 2016 | P | 5,400 | $2.90 | A | 49,375 | D | |
| Common | May 19, 2016 | P | 4,500 | $2.88 | A | 53,875 | D | |
| Common | May 19, 2016 | P | 2,400 | $2.89 | A | 56,275 | D | |
| CommonF1,F2 | May 19, 2016 | P | 800 | $2.94 | A | 800,800 | I | By Leanlien, LLC |
| Common | May 19, 2016 | P | 400 | $2.95 | A | 801,200 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 2,000 | $2.86 | A | 801,600 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 1,500 | $2.90 | A | 804,700 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 1,600 | $2.93 | A | 806,300 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 1,500 | $2.95 | A | 807,800 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 1,500 | $2.96 | A | 809,300 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 2,700 | $2.97 | A | 812,000 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 1,000 | $2.94 | A | 813,000 | I | By Leanlien, LLC |
| Common | May 20, 2016 | P | 1,600 | $2.92 | A | 814,600 | I | By Leanlien, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1shares held via trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%
- F21. Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein