SEC Form 4 · accession 0001145839-16-000023
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
PRISM PARTNERS, L.P.
10% Owner
DELTA PARTNERS LP
10% Owner
Charles E Jobson
10% Owner
Delta Partners GP, LLC
10% Owner
Delta Advisors, LLC
10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Good Times Restaurants Inc common stockF1 | Nov 28, 2016 | P | 16,590 | $3.2215 | A | 2,265,026 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person, Delta Partners, LP is the investment manager for two private funds, Prism Partners, L.P and Prism Offshore Fund, Ltd. and is deemed to have beneficial ownership. The two funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.