SEC Form 4 · accession 0001698316-18-000002
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kate C Burke
Officer — Head of Human Capital and CTO
Period of report
Apr 24, 2018
Accepted (ET)
Apr 30, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AB Holding UnitsF1,F2 | Apr 24, 2018 | A | 151,803 | $26.35 | A | 184,656 | I | by rabbi trust under employee incentive compensation plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
- F2The award, which was approved by the Compensation Committee of the Board on April 24, 2018, vests on December 1, 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement.