SEC Form 4 · accession 0001698316-17-000016
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kate C Burke
Officer — Head of Human Capital and CTO
Period of report
Dec 1, 2017
Accepted (ET)
Dec 8, 2017 · 7:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AB Holding UnitsF1,F2 | Dec 1, 2017 | F | 3,551 | $24.85 | D | 16,420 | I | by rabbi trust under employee incentive compensation plan |
| units rep. assignments of beneficial owner. of lp interestsF1,F2 | holding | — | — | — | 11,857 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
- F2On December 1, 2017, 8,613 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 3,551 AB Holding Units were withheld for tax purposes and 5,062 AB Holding Units were delivered to her.