SEC Form 4 · accession 0001696042-18-000003
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Zoellick
Director · Other
Period of report
May 15, 2018
Accepted (ET)
May 15, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1,F2,F3 | May 15, 2018 | A | 15,800 | $26.90 | A | 47,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
- F2Reporting Person's award of 15,800 restricted AB Holding Units will vest and be delivered ratably on each of May 15, 2019, 2020, 2021 and 2022. The form of award agreement memorializing the award was approved during a regular meeting of the Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, held on May 15, 2018; the Reporting Person did not participate in approving this award.
- F3The closing price on the NYSE of an AB Holding Unit on May 15, 2018, the grant date.