SEC Form 4 · accession 0001556974-18-000002
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G Kaye
Director
Period of report
May 15, 2018
Accepted (ET)
May 15, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1,F2,F3 | May 15, 2018 | A | 6,320 | $26.90 | A | 13,379 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
- F2The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 6,320 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 15, 2018; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 15, 2019, 2020, 2021 and 2022.
- F3The closing price on the NYSE of an AB Holding Unit on May 15, 2018, the grant date.