SEC Form 4 · accession 0001550507-17-000004
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Weisenseel
Officer — Chief Financial Officer
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AB Holding UnitsF1 | Aug 15, 2017 | S | 3,000 | $24.00 | D | 56,869 | D | |
| AB Holding UnitsF1 | Aug 16, 2017 | S | 2,000 | $23.80 | D | 54,869 | D | |
| AB Holding UnitsF1 | Aug 17, 2017 | S | 2,000 | $23.45 | D | 52,869 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.