SEC Form 4 · accession 0001538162-17-000002
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P van Brugge
Officer — Chairman and CEO, SCB LLC
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 7:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AB Holding UnitsF1 | Nov 9, 2017 | S | 1,000 | $24.705 | D | 101,609 | D | |
| AB Holding UnitsF1 | Nov 9, 2017 | S | 2,000 | $24.75 | D | 99,609 | D | |
| AB Holding UnitsF1,F2 | Nov 10, 2017 | S | 7,000 | $24.8599 | D | 92,609 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold 7,000 AB Holding Units at prices ranging from $24.75 to $24.95 per Unit. The price set forth in the table is the weighted average of his sales at these prices.