SEC Form 4 · accession 0001538162-16-000006
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P van Brugge
Officer — Chairman and CEO, SCB LLC
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AB Holding UnitsF1,F2 | May 3, 2016 | S | 4,791 | $23.06 | D | 92,562 | D | |
| AB Holding UnitsF1,F3 | May 4, 2016 | S | 25,804 | $23.03 | D | 66,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold 4,791 AB Holding Units at prices ranging from $23.00 to $23.08 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- F3Reporting Person sold 25,804 AB Holding Units at prices ranging from $22.90 to $23.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices.