SEC Form 4 · accession 0001389463-19-000006
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Gingrich
Officer — Chief Operating Officer
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AB Holding UnitsF1,F2 | Feb 25, 2019 | S | 20,000 | $29.38 | D | 24,909 | D | |
| AB Holding UnitsF1,F3 | Feb 26, 2019 | S | 24,909 | $29.04 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold 20,000 AB Holding Units at prices ranging from $29.26 to $29.66 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- F3Reporting Person sold 24,909 AB Holding Units at prices ranging from $28.76 to $29.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices.