SEC Form 4 · accession 0001389463-18-000004
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Gingrich
Officer — Chief Operating Officer
Period of report
Apr 24, 2018
Accepted (ET)
Apr 30, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1,F2 | Apr 24, 2018 | A | 531,310 | $26.35 | A | 1,751,528 | I | by rabbi trust under employee incentive compensation award program |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2The award, which was approved by the Compensation Committee of the Board on April 24, 2018, vests ratably on each of December 1, 2019, 2020, 2021 and 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement.