SEC Form 4 · accession 0001389463-17-000069
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Gingrich
Officer — Chief Operating Officer
Period of report
Oct 9, 2017
Accepted (ET)
Oct 11, 2017 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1 | Oct 9, 2017 | S | 3,500 | $24.70 | D | 55,659 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1 | Oct 10, 2017 | S | 3,500 | $24.95 | D | 52,159 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1 | Oct 10, 2017 | S | 6,500 | $25.00 | D | 45,659 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1 | Oct 11, 2017 | S | 3,500 | $24.85 | D | 42,159 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1 | Oct 11, 2017 | S | 6,500 | $25.00 | D | 35,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.