SEC Form 4 · accession 0001389463-17-000055
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Gingrich
Officer — Chief Operating Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1 | Sep 11, 2017 | S | 3,500 | $23.50 | D | 125,659 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1 | Sep 12, 2017 | S | 3,500 | $23.65 | D | 122,159 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1 | Sep 13, 2017 | S | 3,500 | $23.70 | D | 118,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.