Form4insider filings, from the source

SEC Form 4 · accession 0001389463-17-000007

ALLIANCEBERNSTEIN HOLDING L.P. · AB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
James A Gingrich
Officer — Chief Operating Officer
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
units rep. assignments of beneficial owner. of lp interestsF1,F3Jun 1, 2017S3,500$22.775D386,331D
units rep. assignments of beneficial owner. of lp interestsF1Jun 1, 2017M3,500$17.05A389,831D
units rep. assignments of beneficial owner. of lp interestsF1,F3Jun 1, 2017S3,500$22.775D386,331D
units rep. assignments of beneficial owner. of lp interestsF1Jun 2, 2017S1,750$22.55D384,581D
units rep. assignments of beneficial owner. of lp interestsF1Jun 2, 2017M1,750$17.05A386,331D
units rep. assignments of beneficial owner. of lp interestsF1Jun 2, 2017S1,750$22.70D384,581D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
AB Holding Unit option (right to buy)F4$17.05Jun 1, 2017M3,500DJan 23, 2010Jan 23, 2019AB Holding Units3,500260,033D
AB Holding Unit option (right to buy)F4$17.05Jun 2, 2017M1,750DJan 23, 2010Jan 23, 2019AB Holding Units1,750258,283D

Explanation of responses