SEC Form 4 · accession 0001296655-18-000004

ALLIANCEBERNSTEIN HOLDING L.P. · AB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel

Period of report

Mar 1, 2018

Accepted (ET)

Mar 2, 2018 · 8:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000825313

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
AB Holding Units^F1	Mar 1, 2018	M	21,062	$17.05	A	134,269	D
AB Holding Units^F1,F2	Mar 1, 2018	S	21,062	$26.2519	D	113,207	D
AB Holding Units^F1	Mar 2, 2018	M	19,786	$17.05	A	132,993	D
AB Holding Units^F1,F3	Mar 2, 2018	S	19,786	$26.2642	D	113,207	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
AB Holding Unit option (right to buy)^F4	$17.05	Mar 1, 2018	M	21,062	D	Jan 23, 2010	Jan 23, 2019	AB Holding Units	21,062	57,286	D
AB Holding Unit option (right to buy)^F4	$17.05	Mar 2, 2018	M	19,786	D	Jan 23, 2010	Jan 23, 2019	AB Holding Units	19,786	37,500	D

F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2Reporting Person sold 21,062 AB Holding Units at prices ranging from $26.25 to $26.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
F3Reporting Person sold 19,786 AB Holding Units at prices ranging from $26.25 to $26.35 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
F4The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.