SEC Form 4 · accession 0001270609-17-000006
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Farrell
Officer — SVP and Controller
Period of report
Dec 1, 2017
Accepted (ET)
Dec 8, 2017 · 7:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1,F2 | Dec 1, 2017 | F | 3,480 | $24.85 | D | 13,681 | I | by rabbi trust under employee incentive compensation award program |
| units rep. assignments of beneficial owner. of lp interestsF1,F2 | holding | — | — | — | 25,079 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2On December 1, 2017, 9,412 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 3,480 AB Holding Units were withheld for tax purposes and 5,932 AB Holding Units were delivered to him.