SEC Form 4 · accession 0001270609-17-000004
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Farrell
Officer — SVP and Controller
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1,F2 | Nov 28, 2017 | S | 10,000 | $25.20 | D | 19,147 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person sold 10,000 AB Holding Units at prices ranging from $25.18 to $25.27 per Unit. The price set forth in the table is the weighted average of his sales at these prices.