SEC Form 4 · accession 0001214685-17-000011
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramon De Oliveira
Director
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1,F2,F3 | May 16, 2017 | A | 7,059 | $21.25 | A | 7,059 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
- F2Reporting Person's award of 7,059 restricted AB Holding Units vests and gets delivered ratably on each of May 16, 2017, 2018, 2019 and 2020.
- F3The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date.