SEC Form 4 · accession 0001214659-15-004254
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Schoen
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units rep. assignments of beneficial owner. of lp interestsF1,F2,F3 | May 21, 2015 | A | 3,781 | $31.74 | A | 61,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person was awarded 3,781 restricted AB Holding Units under the AllianceBernstein 2010 Long Term Incentive Plan, as amended. Restrictions lapse on all 3,781 AB Holding Units on May 21, 2018.
- F3The closing price of an AB Holding Unit on May 21, 2015, the grate date.