SEC Form 4/A · accession 0001027036-17-000003
ALLIANCEBERNSTEIN HOLDING L.P. · AB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott A Schoen
Director
Period of report
May 19, 2016
Accepted (ET)
Feb 2, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsF1 | May 19, 2016 | A | 6,626 | $22.64 | A | 68,112 | D | |
| units rep. assignments of beneficial owner. of lp interestsF1,F2,F3 | May 20, 2016 | P | 11,500 | $23.09 | A | 77,612 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- F2Reporting Person disclaims beneficial ownership of 2,000 AB Holding Units purchased for the benefit of the Sheldon S. Schoen Irrevocable Trust DTD 01/07/80, of which trust Reporting Person serves as trustee. These 2,000 AB Holding Units are included in the 11,500 AB Holding Units set forth in this Form.
- F3Reporting Person purchased 11,500 AB Holding Units at prices ranging from $22.96 to $23.30 per Unit. The price set forth in the table is the weighted average of his purchases at these prices.