SEC Form 4 · accession 0001140361-15-010857
SPROTT FOCUS TRUST INC. · FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack E. Fockler Jr.
Officer — Vice President · Other
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 10:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 143,993 | I | Held in trust | |
| Common StockF2 | holding | — | — | — | 144,478 | I | Held in wife's trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001.
- F2Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001.
Remarks
Reporting Person was a Vice President of the Issuer through 3/6/2015.