SEC Form 4 · accession 0001140361-15-010853
SPROTT FOCUS TRUST INC. · FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles M Royce
Officer — President · Director · Other
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 772,178 | I | Family Investment Entity | |
| Common Stock | holding | — | — | — | 502,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such 772,178 shares owned by the family investment entity in which he has no pecuniary interest.
Remarks
Reporting Person was President and a Director of the Issuer through 3/6/2015.