SEC Form 4 · accession 0000919574-15-004503
SPROTT FOCUS TRUST INC. · FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Whitney George
Officer — Vice President · Director · 10% Owner · Other
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | P | 50,000 | $7.5885 | A | 2,543,140 | D | |
| Common Stock | holding | — | — | — | 1,094,437 | I | Held by spouse | |
| Common Stock | holding | — | — | — | 437,817 | I | Held by children | |
| Common StockF1 | holding | — | — | — | 148,136 | I | Held by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.