SEC Form 4 · accession 0000899243-18-026676
SPROTT FOCUS TRUST INC. · FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Ulrich
Officer — See Remarks
Period of report
Oct 12, 2018
Accepted (ET)
Oct 15, 2018 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Oct 12, 2018 | P | 509 | $6.8589 | A | 1,559 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 50 shares acquired under the Issuer's Dividend Reinvestment Program.
Remarks
President and Chief Compliance Officer