SEC Form 4 · accession 0000899243-18-004199
SPROTT FOCUS TRUST INC. · FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Ulrich
Officer — See Remarks
Period of report
Dec 22, 2017
Accepted (ET)
Feb 15, 2018 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Dec 22, 2017 | P | 450 | $7.89 | A | 450 | I | By IRA |
| Common Stock, par value $0.001 per share | Dec 22, 2017 | P | 300 | $7.868 | A | 750 | I | By IRA |
| Common Stock, par value $0.001 per share | Feb 2, 2018 | P | 250 | $7.9786 | A | 1,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Remarks
President and Chief Compliance Officer