SEC Form 4 · accession 0000899243-18-003363
SPROTT FOCUS TRUST INC. · FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Pierce Jr.
Director
Period of report
Jan 23, 2017
Accepted (ET)
Feb 9, 2018 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Jan 23, 2017 | P | 1,250 | $7.075 | A | 3,608 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 358 shares acquired under the Issuer's Dividend Reinvestment Plan (DRIP), which shares were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of Mr. Pierce as of the date of this Form 4.