SEC Form 4 · accession 0000824142-19-000065
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Wakefield
Officer — VP, Engineering
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | Mar 11, 2019 | A | 4,000 | $0.00 | A | 7,996 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 4,426 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 625 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.76 | holding | — | — | — | Dec 18, 2016 | Dec 18, 2025 | Common Stock | 3,064 | 3,064 | D |
| Stock Option (Right to Buy) | $26.47 | holding | — | — | — | Aug 1, 2017 | Aug 1, 2026 | Common Stock | 1,415 | 1,415 | D |
| Stock Option (Right to Buy) | $32.80 | holding | — | — | — | Nov 18, 2017 | Nov 18, 2026 | Common Stock | 2,400 | 2,400 | D |
| Stock Option (Right to Buy) | $36.95 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 22,200 | 22,200 | D |
| Stock Option (Right to Buy)F1 | $41.37 | holding | — | — | — | Mar 11, 2020 | Mar 11, 2029 | Common Stock | 91,000 | 91,000 | D |
Explanation of responses
- F1Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.