SEC Form 4 · accession 0000824142-19-000053
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Fields
Officer — President · Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | Mar 5, 2019 | S | 2,000 | $42.385 | D | 21,107 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 1,849 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.70 | holding | — | — | — | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 6,945 | 6,945 | D |
| Stock Option (Right to Buy) | $34.10 | holding | — | — | — | Jan 4, 2018 | Jan 4, 2027 | Common Stock | 37,350 | 37,350 | D |
| Stock Option (Right to Buy) | $36.95 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 63,300 | 63,300 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $42.379 to $42.389. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.