SEC Form 4 · accession 0000824142-19-000024
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rony D Gadiwalla
Officer — VP, Information Technology
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Feb 6, 2019 | F | 32 | $37.37 | D | 22,934 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 4,283 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.70 | holding | — | — | — | Aug 21, 2013 | Aug 21, 2022 | Common Stock | 12,125 | 12,125 | D |
| Stock Option (Right to Buy) | $22.15 | holding | — | — | — | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 4,590 | 4,590 | D |
| Stock Option (Right to Buy) | $34.10 | holding | — | — | — | Jan 4, 2018 | Jan 4, 2027 | Common Stock | 21,475 | 21,475 | D |
| Stock Option (Right to Buy) | $36.95 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 38,900 | 38,900 | D |