SEC Form 4 · accession 0000824142-18-000002
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca Thompson
Officer — Chief Accounting Officer
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Jan 2, 2018 | F | 635 | $36.95 | D | 17,847 | D | |
| Common Stock, par value $.004F1 | Jan 2, 2018 | A | 1,300 | $0.00 | A | 19,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.93 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 3,300 | 3,300 | D |
| Stock Option (Right to Buy) | $22.15 | holding | — | — | — | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 2,250 | 2,250 | D |
| Stock Option (Right to Buy) | $34.10 | holding | — | — | — | Jan 4, 2018 | Jan 4, 2027 | Common Stock | 23,000 | 23,000 | D |
| Stock Option (Right to Buy)F1 | $36.95 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 28,800 | 28,800 | D |
Explanation of responses
- F1Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.