SEC Form 4 · accession 0000824142-18-000001
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mikel D Crews
Officer — Vice President of Operations
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Jan 2, 2018 | F | 11 | $36.95 | D | 21,031 | D | |
| Common Stock, par value $.004F1 | Jan 2, 2018 | A | 1,800 | $0.00 | A | 22,831 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 41,287 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.18 | holding | — | — | — | Sep 6, 2012 | Sep 6, 2021 | Common Stock | 2,250 | 2,250 | D |
| Stock Option (Right to Buy) | $8.65 | holding | — | — | — | May 15, 2013 | May 15, 2022 | Common Stock | 1,350 | 1,350 | D |
| Stock Option (Right to Buy) | $22.15 | holding | — | — | — | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 3,190 | 3,190 | D |
| Stock Option (Right to Buy) | $34.10 | holding | — | — | — | Jan 4, 2018 | Jan 4, 2027 | Common Stock | 27,150 | 27,150 | D |
| Stock Option (Right to Buy) | $34.15 | holding | — | — | — | Feb 27, 2018 | Feb 27, 2027 | Common Stock | 3,345 | 3,345 | D |
| Stock Option (Right to Buy)F1 | $36.95 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 31,600 | 31,600 | D |
Explanation of responses
- F1Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.