SEC Form 4 · accession 0000824142-17-000138
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Asbjornson
Officer — CEO · Director · 10% Owner
Period of report
Sep 8, 2017
Accepted (ET)
Sep 11, 2017 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Sep 8, 2017 | G | 2,180 | $0.00 | D | 9,135,384 | D | |
| Common Stock, par value $.004 | Sep 8, 2017 | G | 872 | $0.00 | A | 553,288 | I | Trustee of trusts |
| Common Stock, par value $.004 | holding | — | — | — | 6,543 | I | 401(k) Plan | |
| Common Stock, par value $.004 | holding | — | — | — | 154,000 | I | Private Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.57 | holding | — | — | — | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 38,320 | 38,320 | D |
| Stock Option (Right to Buy) | $20.92 | holding | — | — | — | Jan 26, 2017 | Jan 26, 2026 | Common Stock | 34,990 | 34,990 | D |
| Stock Option (Right to Buy) | $34.40 | holding | — | — | — | Feb 22, 2018 | Feb 22, 2027 | Common Stock | 35,870 | 35,870 | D |