SEC Form 4 · accession 0000824142-17-000132
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Asbjornson
Officer — Vice President, Finance & CFO
Period of report
Aug 13, 2017
Accepted (ET)
Aug 14, 2017 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Aug 13, 2017 | F | 272 | $33.10 | D | 859,893 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 179 | I | 401(k) Plan | |
| Common Stock, par value $.004 | holding | — | — | — | 540,000 | I | Custodian for the benefit of his children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.93 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 2,883 | 2,883 | D |
| Stock Option (Right to Buy) | $22.15 | holding | — | — | — | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 5,344 | 5,344 | D |
| Stock Option (Right to Buy) | $34.10 | holding | — | — | — | Jan 4, 2018 | Jan 4, 2027 | Common Stock | 32,550 | 32,550 | D |