SEC Form 4 · accession 0000824142-17-000094
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Fields
Officer — President · Director
Period of report
May 16, 2017
Accepted (ET)
May 16, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | May 16, 2017 | A | 5,062 | $0.00 | A | 18,691 | D | |
| Common Stock, par value $.004 | May 16, 2017 | F | 1,054 | $36.65 | D | 17,637 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 629 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.70 | holding | — | — | — | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 6,945 | 6,945 | D |
| Stock Option (Right to Buy) | $34.10 | holding | — | — | — | Jan 4, 2018 | Jan 4, 2027 | Common Stock | 37,350 | 37,350 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over three years.