SEC Form 4 · accession 0000824142-17-000047
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry R Levine
Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 2, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | Mar 2, 2017 | S | 20,000 | $35.382 | D | 241,399 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 5,062 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.13 | holding | — | — | — | Aug 10, 2011 | Aug 10, 2020 | Common Stock | 10,625 | 10,625 | D |
| Stock Option (Right to Buy) | $14.30 | holding | — | — | — | Jun 4, 2014 | Jun 4, 2023 | Common Stock | 11,250 | 11,250 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $35.35 to $35.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.