SEC Form 4 · accession 0000824142-17-000014
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Fergus
Officer — Vice President
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | Jan 4, 2017 | A | 2,930 | $0.00 | A | 23,307 | D | |
| Common Stock, par value $.004 | Jan 4, 2017 | F | 212 | $34.10 | D | 23,095 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 8,463 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.65 | holding | — | — | — | May 15, 2013 | May 15, 2022 | Common Stock | 13,500 | 13,500 | D |
| Stock Option (Right to Buy) | $21.93 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 3,850 | 3,850 | D |
| Stock Option (Right to Buy) | $22.15 | holding | — | — | — | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 3,080 | 3,080 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over five years