SEC Form 4 · accession 0000824142-16-000237
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Fields
Officer — President · Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 9:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | Dec 1, 2016 | A | 575 | $0.00 | A | 10,699 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 59 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $32.70 | Dec 1, 2016 | A | 6,945 | A | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 6,945 | 6,945 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over five years
- F2This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.