SEC Form 4 · accession 0000824142-16-000213
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Neale
Officer — Vice President
Period of report
Sep 14, 2016
Accepted (ET)
Sep 15, 2016 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Sep 14, 2016 | M | 4,500 | $8.65 | A | 20,289 | D | |
| Common Stock, par value $.004 | Sep 14, 2016 | M | 800 | $21.93 | A | 21,089 | D | |
| Common Stock, par value $.004 | Sep 14, 2016 | F | 3,171 | $27.3116 | D | 17,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.65 | Sep 14, 2016 | M | 4,500 | D | May 15, 2013 | May 15, 2022 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (Right to Buy) | $21.93 | Sep 14, 2016 | M | 800 | D | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 800 | 3,200 | D |
| Stock Option (Right to Buy) | $22.15 | holding | — | — | — | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 4,240 | 4,240 | D |