SEC Form 4 · accession 0000824142-15-000065
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Asbjornson
Officer — Vice President, Finance & CFO
Period of report
May 26, 2015
Accepted (ET)
May 27, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | May 26, 2015 | M | 2,025 | $5.03 | A | 862,086 | D | |
| Common Stock, par value $.004 | May 26, 2015 | M | 6,750 | $4.54 | A | 868,836 | D | |
| Common Stock, par value $.004 | May 26, 2015 | S | 8,775 | $24.22 | D | 860,061 | D | |
| Common Stock, par value $.004 | May 27, 2015 | M | 20,250 | $6.89 | A | 880,311 | D | |
| Common Stock, par value $.004 | May 27, 2015 | M | 13,500 | $8.65 | A | 893,811 | D | |
| Common Stock, par value $.004 | May 27, 2015 | S | 33,750 | $24.30 | D | 860,061 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 540,000 | I | Custodian for the benefit of his children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.03 | May 26, 2015 | M | 2,025 | D | Mar 10, 2009 | Mar 10, 2018 | Common Stock | 2,025 | 0 | D |
| Stock Option (Right to Buy) | $4.54 | May 26, 2015 | M | 6,750 | D | Mar 9, 2010 | Mar 9, 2019 | Common Stock | 6,750 | 0 | D |
| Stock Option (Right to Buy) | $6.89 | May 27, 2015 | M | 20,250 | D | May 25, 2011 | May 25, 2020 | Common Stock | 20,250 | 0 | D |
| Stock Option (Right to Buy) | $8.65 | May 27, 2015 | M | 13,500 | D | May 15, 2013 | May 15, 2022 | Common Stock | 13,500 | 9,000 | D |
| Stock Option (Right to Buy) | $21.93 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 4,805 | 4,805 | D |