SEC Form 4 · accession 0000824142-15-000063
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Asbjornson
Officer — President · Director · 10% Owner
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | May 19, 2015 | F | 1,076 | $23.62 | D | 10,314,864 | D | |
| Common Stock, par value $.004F1 | May 19, 2015 | A | 5,062 | $0.00 | A | 10,319,926 | D | |
| Common Stock, par value $.004 | May 20, 2015 | F | 3,160 | $24.29 | D | 10,316,766 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 474,655 | I | Private Foundation | |
| Common Stock, par value $.004 | holding | — | — | — | 550,314 | I | Trustee of trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.57 | holding | — | — | — | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 38,320 | 38,320 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over three years.