SEC Form 4 · accession 0000824142-15-000017
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Asbjornson
Officer — President · Director · 10% Owner
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1 | Feb 26, 2015 | A | 38,320 | $0.00 | A | 10,316,467 | D | |
| Common Stock, par value $.004 | holding | — | — | — | 474,655 | I | Private Foundation | |
| Common Stock, par value $.004 | holding | — | — | — | 550,314 | I | Trustee of trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.57 | Feb 26, 2015 | A | 38,320 | A | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 38,320 | 38,320 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over five years
- F2This stock option is granted under the Issuer's 2007 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.