SEC Form 4 · accession 0000824142-15-000008
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy I Sheffield
Officer — Sr. Vice President Admin/Treas
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1,F2 | Jan 2, 2015 | A | 4,805 | $0.00 | A | 23,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.93 | Jan 2, 2015 | A | 4,805 | A | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 4,805 | 4,805 | D |
| Stock Option (Right to Buy)F2 | $5.03 | holding | — | — | — | Mar 10, 2009 | Mar 10, 2018 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (Right to Buy)F2 | $4.54 | holding | — | — | — | Mar 9, 2010 | Mar 9, 2019 | Common Stock | 16,875 | 16,875 | D |
| Stock Option (Right to Buy)F2 | $6.89 | holding | — | — | — | May 25, 2011 | May 25, 2020 | Common Stock | 33,750 | 33,750 | D |
| Stock Option (Right to Buy)F2 | $8.65 | holding | — | — | — | May 15, 2013 | May 15, 2022 | Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over five years
- F2Adjusted to reflect a 3 for 2 stock split on July 16, 2014 effected pursuant to a 50% stock dividend.