SEC Form 4 · accession 0000824142-15-000006
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Fergus
Officer — Vice President
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004F1,F2 | Jan 2, 2015 | A | 3,850 | $0.00 | A | 19,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.93 | Jan 2, 2015 | A | 3,850 | A | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 3,850 | 3,850 | D |
| Stock Option (Right to Buy)F2 | $8.65 | holding | — | — | — | May 15, 2013 | May 15, 2022 | Common Stock | 13,500 | 13,500 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over five years
- F2Adjusted to reflect a 3 for 2 stock split on July 16, 2014 effected pursuant to a 50% stock dividend.