SEC Form 4 · accession 0000824142-15-000002
AAON, INC. · AAON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca Thompson
Officer — Chief Accounting Officer
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000824142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.004 | Jan 2, 2015 | F | 418 | $21.93 | D | 24,701 | D | |
| Common Stock, par value $.004F1 | Jan 2, 2015 | A | 3,300 | $0.00 | A | 28,001 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.93 | Jan 2, 2015 | A | 3,300 | A | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 3,300 | 3,300 | D |
Explanation of responses
- F1Restricted Stock Grant, vesting ratably over five years