SEC Form 4 · accession 0001225208-19-002884
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Batchelor
Officer — Sr. Vice President Operations
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | A | 4,656 | $98.61 | A | 22,142 | D | |
| Common Stock | Feb 14, 2019 | F | 1,143 | $98.61 | D | 20,999 | D | |
| Common StockF2,F3 | Feb 15, 2019 | S | 707 | $98.8271 | D | 20,292 | D | |
| Common Stock | holding | — | — | — | 950 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan
- F2Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan.
- F3This transaction was executed in multiple trades at prices ranging from $98.73 to $98.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regading the number of shares and prices at which the transaction was effected.