SEC Form 4 · accession 0001225208-18-005003
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry H Caldwell
Officer — Sr VP Corp Affairs/Chief Peopl
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | G | 1,200 | $0.00 | D | 32,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | $0.00 | Feb 27, 2018 | C | 7,148 | D | — | Aug 8, 1988 | Common Stock | 7,148 | 0 | D |
Explanation of responses
- F1Reallocation of funds out of Common Stock fund of Waste Management, Inc. 409A Deferral Savings Plan.