SEC Form 4 · accession 0001225208-18-004629
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M Harris
Officer — Sr. VP Operations
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 25,220 | $54.635 | A | 80,203 | D | |
| Common Stock | Feb 26, 2018 | M | 11,682 | $56.235 | A | 91,885 | D | |
| Common StockF1 | Feb 26, 2018 | S | 9,399 | $86.4381 | D | 82,486 | D | |
| Common StockF2 | Feb 26, 2018 | S | 20,027 | $86.3724 | D | 62,459 | D | |
| Common Stock | Feb 28, 2018 | M | 9,715 | $73.335 | A | 72,174 | D | |
| Common Stock | Feb 28, 2018 | S | 8,820 | $87.795 | D | 63,354 | D | |
| Common StockF3 | Feb 26, 2018 | S | 21,842 | $86.5807 | D | 12,636 | I | By Jeff Harris Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $54.635 | Feb 26, 2018 | M | 25,220 | D | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 25,220 | 0 | D |
| Stock Option (Right to Buy)F4 | $56.235 | Feb 26, 2018 | M | 11,682 | D | Feb 26, 2017 | Feb 26, 2026 | Common Stock | 11,682 | 23,365 | D |
| Stock Option (Right to Buy)F4 | $73.335 | Feb 28, 2018 | M | 9,715 | D | Feb 28, 2018 | Feb 28, 2027 | Common Stock | 9,715 | 29,145 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $86.42 to $86.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $86.36 to $86.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $86.57 to $86.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.