SEC Form 4 · accession 0001225208-18-003279
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Fish Jr.
Officer — Pres, Chief Executive Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 52,076 | $85.395 | A | 208,334 | D | |
| Common Stock | Feb 15, 2018 | F | 18,733 | $85.395 | D | 189,601 | D | |
| Common StockF2,F3 | Feb 16, 2018 | S | 2,159 | $84.0777 | D | 187,442 | D | |
| Common Stock | holding | — | — | — | 3,806 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan
- F2Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan.
- F3This transaction was executed in multiple trades at prices ranging from $83.85 to $84.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.