SEC Form 4 · accession 0001225208-17-005330
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren K Shade
Officer — VP & Chief Accounting Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | A | 430 | $0.00 | A | 2,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $73.335 | Feb 28, 2017 | A | 3,959 | A | Feb 28, 2018 | Feb 28, 2027 | Common Stock | 3,959 | 3,959 | D |
Explanation of responses
- F1Represents restricted stock units granted pursuant to the 2014 Stock Incentive Plan. Restricted stock units vest 100% on the 3rd anniversary of the date of grant.
- F2Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.