SEC Form 4 · accession 0001225208-17-003945
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry H Caldwell
Officer — Sr VP Corp Affairs/Chief Peopl
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | A | 15,668 | $70.39 | A | 53,718 | D | |
| Common Stock | Feb 16, 2017 | F | 4,541 | $70.39 | D | 49,177 | D | |
| Common StockF2 | Feb 17, 2017 | S | 2,332 | $72.15 | D | 46,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance share award granted under Waste Management, Inc. 2009 Stock Incentive Plan.
- F2Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan.